LPL Financial Holdings Inc - Company Profile
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The following section provides information on LPL Financial Holdings Inc’s senior management, executives, CEO and key decision makers and their roles in the organization. For more insight into LPL Financial Holdings Inc's management and employees, unlock the full data with our company analytics monitoring tool.
Executives
James S. Putnam
Chairman Executive BoardMr. James S. Putnam has been the Chairman of the company since 2017. Prior to this, he served as a Managing Director of national sales from 1987 to 2005 of the company. Previously, he served as the Chief Executive Officer of Global Portfolio Advisors from 2004 to 2014. Earlier, he started his securities career as a retail representative with Dean Witter Reynolds in 1979.
Richard Steinmeier
Chief Executive Officer; Director Executive BoardMr. Richard Steinmeier has been the Chief Executive Officer and Director of the company since October 2024. Prior to this, he served as the Chief Growth Officer and Managing Director of the company from May 2024 to October 2024. He also served as the Divisional President of Business Development and Business Development of the company. Previously, he worked with UBS Wealth Management and Merrill Lynch.
Matthew J. Audette
Chief Financial Officer; President Senior ManagementMr. Matthew J. Audette has been the President of the company since October 2024 and is its Chief Financial Officer since 2015. Prior to this, he served as the Head of Business Operations at the company. Previously, he served as Executive Vice President and Chief Financial Officer of E*TRADE Financial Corporation from January 2011 until June 2015. Mr. Audette began his career in the financial services practice at KPMG.
Matthew Morningstar
Chief Legal Officer; Managing Director - Group Senior ManagementMr. Matthew Morningstar has been the Group Managing Director and Chief Legal Officer of the company since December 2025. Prior to this, he served as the Chief Counsel of Litigation and M&A legal at MetLife.
Emily Field
Chief People Officer; Group Managing Director Senior ManagementMs. Emily Field has been the Group Managing Director and Chief People Officer of the company since 2025. Previously, she served as the Partner in the people and organizational performance practice at McKinsey & Company and worked at Accentue.
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