Mr. Edward Pick has been the Chairman of the company since January 2025 and is its Chief Executive Officer since January 2024. Prior to this, he served as a Co-President, Co-Head of Firm Strategy, and Head of the Institutional Securities Group at the company. Previously, he also held various roles at the company including Global Head of Sales and Trading for Fixed Income Division and Head of Institutional Equities.

Ms. Sharon Yeshaya has been the Chief Financial Officer and Executive Vice President of the company since 2021. Prior to this, she served as a Head of Investor Relations of the company between June 2016 and May 2021. Previously, she held various positions in the company including Chief of Staff and Co-Head of New Product Origination.

Mr. Eric F. Grossman has been the Chief Administrative Officer of the company since July 2022. He also serves as the Chief Legal Officer and Executive Vice President of the company since 2012. Prior to this, he held several positions within the company including the Global Head of Legal from 2010 to 2012, the Global Head of Litigation from 2006 to 2010, and the General Counsel from 2009 to 2010. Previously, Mr. Grossman served as a Partner at Davis Polk & Wardwell LLP from 2001 to 2005.

Mr. Charles A. Smith has been the Chief Risk Officer and Executive Vice President of the company since May 2023. Previously, he served as the Head of Institutional Securities Business Development of the company between March 2017 and May 2023. He served in various positions including the President, Chief Financial Officer, Head of Firm Strategy and Execution, and Managing Director of Investment Banking Division at the company.

Mr. Mandell L. Crawley has been the Chief Client Officer of the company since January 2025 and is its Executive Vice President since February 2021. Prior to this, he served as the Chief Human Resources Officer of the company from February 2021 to January 2025. He served as the Head of Private Wealth Management from June 2017 to January 2021, the Chief Marketing Officer from September 2014 to June 2017, and Head of National Business Development and Talent Management for Wealth Management from June 2011 to September 2014. He also served as a Divisional Business Development Officer from May 2010 to June 2011, Regional Business Development Officer from May 2009 to May 2010 and Head of Field Sales and Marketing from February 2008 to May 2009. He was the Head of Fixed Income Capital Markets Sales and Distribution for Wealth Management from April 2004 to February 2008.